-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pz7VSc2yBK4y7176ah7ks9WADYHD97lMpo4w6iue7Be5qDoWaDDQhSpUJgXhVPDW vII11X9BY4Xt0a+SCggbKg== 0001116502-04-001767.txt : 20040712 0001116502-04-001767.hdr.sgml : 20040712 20040712132634 ACCESSION NUMBER: 0001116502-04-001767 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040712 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SACC PARTNERS LP CENTRAL INDEX KEY: 0001123770 IRS NUMBER: 954799552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STREET 2: STE 750 CITY: LOS ANGELES STATE: CA ZIP: 90025 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STE 750 CITY: LOS ANGELES STATE: CA ZIP: 90025 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60979 FILM NUMBER: 04909724 BUSINESS ADDRESS: STREET 1: 15353 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 15353 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 SC 13D/A 1 briley_sc13da.txt AMENDMENT 5 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------------------- OMB APPROVAL --------------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response.............11 SCHEDULE 13D Under the Securities and Exchange Act of 1934 (Amendment No. 5)* Lantronix, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 516548 10 4 - -------------------------------------------------------------------------------- (CUSIP Number) Tom Kelleher 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 (310) 966-1444 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 1, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 516548 10 4 13D Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) SACC Partners LP; Riley Investment Management LLC; B. Riley & Co., Inc.; Bryant R. Riley - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC, PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 331,393 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 331,393 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH -0- CUSIP No. 516548 10 4 13D Page 3 of 6 Pages - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 331,393 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.57% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN, IA, BD, IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 516548 10 4 13D Page 4 of 6 Pages - -------------------------------------------------------------------------------- Item 1. Security and Issuer. Common Stock of Lantronix, Inc. 15353 Barnanca Parkway Irvine, California 92618 - -------------------------------------------------------------------------------- Item 2. Identity and Background. (a) SACC Partners LP (a Delaware limited partnership) Riley Investment Management LLC (Delaware ltd. liab. co.) B. Riley & Co., Inc. (Delaware corporation) Bryant R. Riley (individual residing in California) (b) 11100 Santa Monica Boulevard, Suite 800 Los Angeles, CA 90025 (c) Mr. Riley owns all of the outstanding shares of B. Riley & Co., Inc. ("BRC"), an NASD member broker-dealer. Mr. Riley also manages and owns all of the outstanding membership interests of Riley Investment Management LLC ("RIM"), a California registered investment adviser. RIM is the investment adviser to and general partner of SACC Partners LP ("SACC"). They are all located at the address specified in (b) above. (d) NONE (e) NONE (f) UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- Item 3. Source and Amount of Funds or Other Consideration. SACC's purchases were made with SACC partnership funds, BRC's purchases were made with BRC corporate funds and Mr. Riley's purchases were made with his own personal funds. - -------------------------------------------------------------------------------- Item 4. Purpose of Transaction. SACC, BRC and Mr. Riley acquired the issuer's shares for investment purposes. CUSIP No. 516548 10 4 13D Page 5 of 6 Pages - -------------------------------------------------------------------------------- Item 5. Interest in Securities of the Issuer. (a) SACC owns 288,993 shares of Lantronix's common stock. Because RIM has sole voting and investment power over SACC's security holdings and Mr. Riley in his role as the sole manager of RIM controls RIM's voting and investment decisions, each of SACC, RIM and Mr. Riley may be deemed to have beneficial ownership of the 288,993 shares held by SACC, representing approximately 0.5% of Lantronix's common stock. BRC owns 42,400 shares of Lantronix's common stock. Because Mr. Riley has sole voting and investment power over BRC's security holdings, both BRC and Mr. Riley may be deemed to have beneficial ownership of the 42,400 shares of Lantronix's common stock, representing approximately 0.07% of Lantronix's common stock. Mr. Riley does not personally own any shares of Lantronix's common stock. However, as noted above, Mr. Riley may be deemed to beneficially own a total of 331,393 shares of Lantronix common stock 0.57% through his relationships with SACC, RIM and BRC. (b) With respect to all of the shares that he holds and that are held by each of SACC and BRC, Mr. Riley has sole power to vote and dispose or direct the disposition of the shares. (c) Please see Exhibit A for BRC's transactions in Lantronix's shares in the sixty (60) days preceding the date of this filing. (d) None (e) February 13, 2004 CUSIP No. 516548 10 4 13D Page 6 of 6 Pages - -------------------------------------------------------------------------------- Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. The relationships between Mr. Riley, SACC, RIM and BRC are described above under Item 2(c) above. There is no written agreement among the reporting parties regarding Lantronix's shares. - -------------------------------------------------------------------------------- Item 7. Material to be Filed as Exhibits. There are no written agreements amongst the parties relating to the filing of this joint acquisition statement, nor are there any written agreements, contracts, arrangements, understandings, plans or proposals relating to (1) the borrowing of funds to finance the acquisition of shares, (2) the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any matter disclosed under Item 4, or (3) the transfer or voting of securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against loss or of profits, or the giving or withholding of any proxy. - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 1, 2004 SACC PARTNERS LP By: Riley Investment Management LLC, its General Partner By: /s/ Bryant R. Riley ----------------------------- Bryant R. Riley, President RILEY INVESTMENT MANAGEMENT LLC By: /s/ Bryant R. Riley -------------------------------------- Bryant R. Riley, President B. RILEY & CO., INC. By: /s/ Bryant R. Riley -------------------------------------- Bryant R. Riley, President /s/ Bryant R. Riley ----------------------------------------- Bryant R. Riley Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). EXHIBIT A Transaction Reports Required Per Item 5(c)
- ------------------------------- ------------------- --------------------- ----------------------- ----------------------- REPORTING PARTY DATE # OF SHARES PRICE/SHARE (USD) TYPE AND MANNER - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/7/2004 3000 1.62 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/11/2004 5100 1.3661 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 35400 1.3631 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 9200 1.4058 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/14/2004 19700 1.3519 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/18/2004 6 1.25 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 25000 1.2105 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 13200 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/2/2004 20000 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/7/2004 11900 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/7/2004 2500 1.39 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/7/2004 13800 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 34607 1.33 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/9/2004 15000 1.4184 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 4200 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/15/2004 28 1.41 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 23200 1.3006 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/30/2004 100 1.27 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/30/2004 600 1.27 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/7/2004 -200 1.62 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/7/2004 -1300 1.62 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/7/2004 -200 1.62 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/7/2004 -1300 1.62 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/11/2004 -2000 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/11/2004 -100 1.37 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/11/2004 -200 1.37 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/11/2004 -2800 1.37 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -8600 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -1500 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -400 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -4000 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -50 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -50 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -26 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -600 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- -----------------------
A-1
- ------------------------------- ------------------- --------------------- ----------------------- ----------------------- REPORTING PARTY DATE # OF SHARES PRICE/SHARE (USD) TYPE AND MANNER - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -200 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -200 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -200 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -200 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -200 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -200 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -2600 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -500 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -200 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -100 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -6600 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -74 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -226 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -500 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -300 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/12/2004 -3600 1.38 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -300 1.43 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -700 1.42 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -150 1.41 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -300 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -1000 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -730 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- -----------------------
A-2
- ------------------------------- ------------------- --------------------- ----------------------- ----------------------- REPORTING PARTY DATE # OF SHARES PRICE/SHARE (USD) TYPE AND MANNER - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -300 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -200 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -100 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/13/2004 -1000 1.43 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/14/2004 -900 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/14/2004 -2800 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/14/2004 -11300 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/14/2004 -4700 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -100 1.2 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.2 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -4900 1.2 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -100 1.2 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -4000 1.2 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -4700 1.21 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.21 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -3400 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -4700 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -400 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/24/2004 -300 1.22 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -500 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -300 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -100 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -1000 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -5000 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -1000 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -100 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -300 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -300 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -3700 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -300 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -300 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 5/27/2004 -300 1.28 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/2/2004 -20000 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- -----------------------
A-3
- ------------------------------- ------------------- --------------------- ----------------------- ----------------------- REPORTING PARTY DATE # OF SHARES PRICE/SHARE (USD) TYPE AND MANNER - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/7/2004 -28241 1.4 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -7407 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -100 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -2500 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -5000 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -2593 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -100 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -2407 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -4993 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -9507 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -1000 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -300 1.36 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/8/2004 -200 1.35 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/9/2004 -1950 1.5 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/9/2004 -37 1.44 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/9/2004 -1000 1.44 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/9/2004 -6900 1.44 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -300 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -300 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -1300 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -300 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -4100 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -300 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -400 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -200 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -100 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/10/2004 -500 1.45 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/23/2004 -10000 1.33 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/25/2004 -700 1.3 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/25/2004 -300 1.33 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/25/2004 -300 1.33 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/25/2004 -200 1.33 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -3800 1.32 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -100 1.31 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -4800 1.31 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -100 1.31 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -1000 1.31 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -900 1.31 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -1000 1.31 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -300 1.34 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -100 1.34 Brokered - ------------------------------- ------------------- --------------------- ----------------------- ----------------------- B. Riley & Co. 6/28/2004 -300 1.34 Brokered - ------------------------------- ------------------- --------------------- ----------------------- -----------------------
A-4 -----END PRIVACY-ENHANCED MESSAGE-----